Rockefeller Capital Management Appoints Respected Strategic Investment Industry Leader Rose Lee as Head of Investment Solutions

NEW YORK–(BUSINESS WIRE)–Rockefeller Capital Management today announced that Rose Lee, a respected industry leader with 20 years of experience in strategic investments, has joined the firm as Managing Director and Head of Investment Solutions. She will be a member of the firm’s management committee.

Lee will lead the strategic development and management of investment and securities products and client solutions for the Rockefeller Global Family Office, with responsibility for identifying client product and service needs, performing competitive market analyses, product management and improvement of existing products and solutions.

“Rose Lee brings a wealth and diversity of experience to leading strategic investments for Rockefeller,” said Christopher Dupuy, co-director of the Rockefeller Global Family Office. “All of us, leaders and advisors, look forward to working closely with her as we continue to build and strengthen a preeminent investment platform for our wealth management clients.”

Lee will be based in the office at 45 Rockefeller Plaza in New York and will report to Dupuy. Joining its team James Beale, Head of Capital Markets and Managed Solutions; Jackie Klaber, Head of Opportunistic Investments; and Burt Mills, head of structured products.

Prior to joining Rockefeller, Lee served as Head of Structured Products Sales and Development at Credit Suisse, where she focused on multi-asset investment products, including exchange-traded products. In six years there, she also served as co-lead of the Global Electronic Structured Products Platform Initiative, member of the Americas Equity Derivatives Management Committee and Director of the Promotions Committee. Prior to Credit Suisse, Lee spent 14 years at Goldman Sachs, where she built the institutional structured solutions business and served as head of institutional structured bonds. She has also held several leadership roles in Synthetic Convertibles, Structured Equity Solutions and the Structuring Sales Strategist group. She made her debut in strategic consulting.

Lee received an MBA from Columbia University and a bachelor’s degree in psychology from Dartmouth College.

About Rockefeller Capital Management

Rockefeller Capital Management was established in 2018 as a leading independent, private financial services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the firm has evolved to provide strategic advice to ultra-high net worth and high net worth individuals and families, institutions and corporations at 38 locations across the United States . . In early 2022, the Firm opened an office in London. As of March 31, 2022, the company was responsible for approximately $95 billion in client assets across its three business segments, the Rockefeller Global Family Office, which includes both private wealth management and family office businesses. , Rockefeller Asset Management and Rockefeller Strategic Advisory.